IT Services for Financial Services

The SEC's Regulation S-P requires broker-dealers and investment advisers to safeguard customer records and information. The SEC's cybersecurity rules (2023) require public companies to disclose material cybersecurity incidents and describe their cybersecurity risk management programs. CloudTechForce helps financial firms implement the technical controls required for SEC compliance.

Yes. CloudTechForce assists financial firms with PCI-DSS compliance across all 12 requirement areas, including network segmentation, encryption, access controls, vulnerability management, and audit logging. We help firms prepare for PCI QSA assessments and maintain ongoing compliance.

Yes. Sarbanes-Oxley requires documented IT general controls covering logical access, change management, computer operations, and data backup/recovery. CloudTechForce implements and documents these controls for financial services clients undergoing SOX audits.

Financial services firms are among the most targeted sectors for cybercrime. CloudTechForce provides 24/7 SOC monitoring, EDR, email security with BEC detection, privileged access management, and dark web monitoring — all essential controls for financial sector cybersecurity.

Yes. CloudTechForce serves RIAs with managed IT services aligned with SEC Regulation S-P and cybersecurity examination expectations. We help RIAs document their cybersecurity programs, implement required controls, and prepare for SEC examination inquiries.